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      1 =========================
      2 Atomic operations in QEMU
      3 =========================
      4 
      5 CPUs perform independent memory operations effectively in random order.
      6 but this can be a problem for CPU-CPU interaction (including interactions
      7 between QEMU and the guest).  Multi-threaded programs use various tools
      8 to instruct the compiler and the CPU to restrict the order to something
      9 that is consistent with the expectations of the programmer.
     10 
     11 The most basic tool is locking.  Mutexes, condition variables and
     12 semaphores are used in QEMU, and should be the default approach to
     13 synchronization.  Anything else is considerably harder, but it's
     14 also justified more often than one would like;
     15 the most performance-critical parts of QEMU in particular require
     16 a very low level approach to concurrency, involving memory barriers
     17 and atomic operations.  The semantics of concurrent memory accesses are governed
     18 by the C11 memory model.
     19 
     20 QEMU provides a header, ``qemu/atomic.h``, which wraps C11 atomics to
     21 provide better portability and a less verbose syntax.  ``qemu/atomic.h``
     22 provides macros that fall in three camps:
     23 
     24 - compiler barriers: ``barrier()``;
     25 
     26 - weak atomic access and manual memory barriers: ``qatomic_read()``,
     27   ``qatomic_set()``, ``smp_rmb()``, ``smp_wmb()``, ``smp_mb()``,
     28   ``smp_mb_acquire()``, ``smp_mb_release()``, ``smp_read_barrier_depends()``;
     29 
     30 - sequentially consistent atomic access: everything else.
     31 
     32 In general, use of ``qemu/atomic.h`` should be wrapped with more easily
     33 used data structures (e.g. the lock-free singly-linked list operations
     34 ``QSLIST_INSERT_HEAD_ATOMIC`` and ``QSLIST_MOVE_ATOMIC``) or synchronization
     35 primitives (such as RCU, ``QemuEvent`` or ``QemuLockCnt``).  Bare use of
     36 atomic operations and memory barriers should be limited to inter-thread
     37 checking of flags and documented thoroughly.
     38 
     39 
     40 
     41 Compiler memory barrier
     42 =======================
     43 
     44 ``barrier()`` prevents the compiler from moving the memory accesses on
     45 either side of it to the other side.  The compiler barrier has no direct
     46 effect on the CPU, which may then reorder things however it wishes.
     47 
     48 ``barrier()`` is mostly used within ``qemu/atomic.h`` itself.  On some
     49 architectures, CPU guarantees are strong enough that blocking compiler
     50 optimizations already ensures the correct order of execution.  In this
     51 case, ``qemu/atomic.h`` will reduce stronger memory barriers to simple
     52 compiler barriers.
     53 
     54 Still, ``barrier()`` can be useful when writing code that can be interrupted
     55 by signal handlers.
     56 
     57 
     58 Sequentially consistent atomic access
     59 =====================================
     60 
     61 Most of the operations in the ``qemu/atomic.h`` header ensure *sequential
     62 consistency*, where "the result of any execution is the same as if the
     63 operations of all the processors were executed in some sequential order,
     64 and the operations of each individual processor appear in this sequence
     65 in the order specified by its program".
     66 
     67 ``qemu/atomic.h`` provides the following set of atomic read-modify-write
     68 operations::
     69 
     70     void qatomic_inc(ptr)
     71     void qatomic_dec(ptr)
     72     void qatomic_add(ptr, val)
     73     void qatomic_sub(ptr, val)
     74     void qatomic_and(ptr, val)
     75     void qatomic_or(ptr, val)
     76 
     77     typeof(*ptr) qatomic_fetch_inc(ptr)
     78     typeof(*ptr) qatomic_fetch_dec(ptr)
     79     typeof(*ptr) qatomic_fetch_add(ptr, val)
     80     typeof(*ptr) qatomic_fetch_sub(ptr, val)
     81     typeof(*ptr) qatomic_fetch_and(ptr, val)
     82     typeof(*ptr) qatomic_fetch_or(ptr, val)
     83     typeof(*ptr) qatomic_fetch_xor(ptr, val)
     84     typeof(*ptr) qatomic_fetch_inc_nonzero(ptr)
     85     typeof(*ptr) qatomic_xchg(ptr, val)
     86     typeof(*ptr) qatomic_cmpxchg(ptr, old, new)
     87 
     88 all of which return the old value of ``*ptr``.  These operations are
     89 polymorphic; they operate on any type that is as wide as a pointer or
     90 smaller.
     91 
     92 Similar operations return the new value of ``*ptr``::
     93 
     94     typeof(*ptr) qatomic_inc_fetch(ptr)
     95     typeof(*ptr) qatomic_dec_fetch(ptr)
     96     typeof(*ptr) qatomic_add_fetch(ptr, val)
     97     typeof(*ptr) qatomic_sub_fetch(ptr, val)
     98     typeof(*ptr) qatomic_and_fetch(ptr, val)
     99     typeof(*ptr) qatomic_or_fetch(ptr, val)
    100     typeof(*ptr) qatomic_xor_fetch(ptr, val)
    101 
    102 ``qemu/atomic.h`` also provides loads and stores that cannot be reordered
    103 with each other::
    104 
    105     typeof(*ptr) qatomic_mb_read(ptr)
    106     void         qatomic_mb_set(ptr, val)
    107 
    108 However these do not provide sequential consistency and, in particular,
    109 they do not participate in the total ordering enforced by
    110 sequentially-consistent operations.  For this reason they are deprecated.
    111 They should instead be replaced with any of the following (ordered from
    112 easiest to hardest):
    113 
    114 - accesses inside a mutex or spinlock
    115 
    116 - lightweight synchronization primitives such as ``QemuEvent``
    117 
    118 - RCU operations (``qatomic_rcu_read``, ``qatomic_rcu_set``) when publishing
    119   or accessing a new version of a data structure
    120 
    121 - other atomic accesses: ``qatomic_read`` and ``qatomic_load_acquire`` for
    122   loads, ``qatomic_set`` and ``qatomic_store_release`` for stores, ``smp_mb``
    123   to forbid reordering subsequent loads before a store.
    124 
    125 
    126 Weak atomic access and manual memory barriers
    127 =============================================
    128 
    129 Compared to sequentially consistent atomic access, programming with
    130 weaker consistency models can be considerably more complicated.
    131 The only guarantees that you can rely upon in this case are:
    132 
    133 - atomic accesses will not cause data races (and hence undefined behavior);
    134   ordinary accesses instead cause data races if they are concurrent with
    135   other accesses of which at least one is a write.  In order to ensure this,
    136   the compiler will not optimize accesses out of existence, create unsolicited
    137   accesses, or perform other similar optimzations.
    138 
    139 - acquire operations will appear to happen, with respect to the other
    140   components of the system, before all the LOAD or STORE operations
    141   specified afterwards.
    142 
    143 - release operations will appear to happen, with respect to the other
    144   components of the system, after all the LOAD or STORE operations
    145   specified before.
    146 
    147 - release operations will *synchronize with* acquire operations;
    148   see :ref:`acqrel` for a detailed explanation.
    149 
    150 When using this model, variables are accessed with:
    151 
    152 - ``qatomic_read()`` and ``qatomic_set()``; these prevent the compiler from
    153   optimizing accesses out of existence and creating unsolicited
    154   accesses, but do not otherwise impose any ordering on loads and
    155   stores: both the compiler and the processor are free to reorder
    156   them.
    157 
    158 - ``qatomic_load_acquire()``, which guarantees the LOAD to appear to
    159   happen, with respect to the other components of the system,
    160   before all the LOAD or STORE operations specified afterwards.
    161   Operations coming before ``qatomic_load_acquire()`` can still be
    162   reordered after it.
    163 
    164 - ``qatomic_store_release()``, which guarantees the STORE to appear to
    165   happen, with respect to the other components of the system,
    166   after all the LOAD or STORE operations specified before.
    167   Operations coming after ``qatomic_store_release()`` can still be
    168   reordered before it.
    169 
    170 Restrictions to the ordering of accesses can also be specified
    171 using the memory barrier macros: ``smp_rmb()``, ``smp_wmb()``, ``smp_mb()``,
    172 ``smp_mb_acquire()``, ``smp_mb_release()``, ``smp_read_barrier_depends()``.
    173 
    174 Memory barriers control the order of references to shared memory.
    175 They come in six kinds:
    176 
    177 - ``smp_rmb()`` guarantees that all the LOAD operations specified before
    178   the barrier will appear to happen before all the LOAD operations
    179   specified after the barrier with respect to the other components of
    180   the system.
    181 
    182   In other words, ``smp_rmb()`` puts a partial ordering on loads, but is not
    183   required to have any effect on stores.
    184 
    185 - ``smp_wmb()`` guarantees that all the STORE operations specified before
    186   the barrier will appear to happen before all the STORE operations
    187   specified after the barrier with respect to the other components of
    188   the system.
    189 
    190   In other words, ``smp_wmb()`` puts a partial ordering on stores, but is not
    191   required to have any effect on loads.
    192 
    193 - ``smp_mb_acquire()`` guarantees that all the LOAD operations specified before
    194   the barrier will appear to happen before all the LOAD or STORE operations
    195   specified after the barrier with respect to the other components of
    196   the system.
    197 
    198 - ``smp_mb_release()`` guarantees that all the STORE operations specified *after*
    199   the barrier will appear to happen after all the LOAD or STORE operations
    200   specified *before* the barrier with respect to the other components of
    201   the system.
    202 
    203 - ``smp_mb()`` guarantees that all the LOAD and STORE operations specified
    204   before the barrier will appear to happen before all the LOAD and
    205   STORE operations specified after the barrier with respect to the other
    206   components of the system.
    207 
    208   ``smp_mb()`` puts a partial ordering on both loads and stores.  It is
    209   stronger than both a read and a write memory barrier; it implies both
    210   ``smp_mb_acquire()`` and ``smp_mb_release()``, but it also prevents STOREs
    211   coming before the barrier from overtaking LOADs coming after the
    212   barrier and vice versa.
    213 
    214 - ``smp_read_barrier_depends()`` is a weaker kind of read barrier.  On
    215   most processors, whenever two loads are performed such that the
    216   second depends on the result of the first (e.g., the first load
    217   retrieves the address to which the second load will be directed),
    218   the processor will guarantee that the first LOAD will appear to happen
    219   before the second with respect to the other components of the system.
    220   However, this is not always true---for example, it was not true on
    221   Alpha processors.  Whenever this kind of access happens to shared
    222   memory (that is not protected by a lock), a read barrier is needed,
    223   and ``smp_read_barrier_depends()`` can be used instead of ``smp_rmb()``.
    224 
    225   Note that the first load really has to have a _data_ dependency and not
    226   a control dependency.  If the address for the second load is dependent
    227   on the first load, but the dependency is through a conditional rather
    228   than actually loading the address itself, then it's a _control_
    229   dependency and a full read barrier or better is required.
    230 
    231 
    232 Memory barriers and ``qatomic_load_acquire``/``qatomic_store_release`` are
    233 mostly used when a data structure has one thread that is always a writer
    234 and one thread that is always a reader:
    235 
    236     +----------------------------------+----------------------------------+
    237     | thread 1                         | thread 2                         |
    238     +==================================+==================================+
    239     | ::                               | ::                               |
    240     |                                  |                                  |
    241     |   qatomic_store_release(&a, x);  |   y = qatomic_load_acquire(&b);  |
    242     |   qatomic_store_release(&b, y);  |   x = qatomic_load_acquire(&a);  |
    243     +----------------------------------+----------------------------------+
    244 
    245 In this case, correctness is easy to check for using the "pairing"
    246 trick that is explained below.
    247 
    248 Sometimes, a thread is accessing many variables that are otherwise
    249 unrelated to each other (for example because, apart from the current
    250 thread, exactly one other thread will read or write each of these
    251 variables).  In this case, it is possible to "hoist" the barriers
    252 outside a loop.  For example:
    253 
    254     +------------------------------------------+----------------------------------+
    255     | before                                   | after                            |
    256     +==========================================+==================================+
    257     | ::                                       | ::                               |
    258     |                                          |                                  |
    259     |   n = 0;                                 |   n = 0;                         |
    260     |   for (i = 0; i < 10; i++)               |   for (i = 0; i < 10; i++)       |
    261     |     n += qatomic_load_acquire(&a[i]);    |     n += qatomic_read(&a[i]);    |
    262     |                                          |   smp_mb_acquire();              |
    263     +------------------------------------------+----------------------------------+
    264     | ::                                       | ::                               |
    265     |                                          |                                  |
    266     |                                          |   smp_mb_release();              |
    267     |   for (i = 0; i < 10; i++)               |   for (i = 0; i < 10; i++)       |
    268     |     qatomic_store_release(&a[i], false); |     qatomic_set(&a[i], false);   |
    269     +------------------------------------------+----------------------------------+
    270 
    271 Splitting a loop can also be useful to reduce the number of barriers:
    272 
    273     +------------------------------------------+----------------------------------+
    274     | before                                   | after                            |
    275     +==========================================+==================================+
    276     | ::                                       | ::                               |
    277     |                                          |                                  |
    278     |   n = 0;                                 |     smp_mb_release();            |
    279     |   for (i = 0; i < 10; i++) {             |     for (i = 0; i < 10; i++)     |
    280     |     qatomic_store_release(&a[i], false); |       qatomic_set(&a[i], false); |
    281     |     smp_mb();                            |     smb_mb();                    |
    282     |     n += qatomic_read(&b[i]);            |     n = 0;                       |
    283     |   }                                      |     for (i = 0; i < 10; i++)     |
    284     |                                          |       n += qatomic_read(&b[i]);  |
    285     +------------------------------------------+----------------------------------+
    286 
    287 In this case, a ``smp_mb_release()`` is also replaced with a (possibly cheaper, and clearer
    288 as well) ``smp_wmb()``:
    289 
    290     +------------------------------------------+----------------------------------+
    291     | before                                   | after                            |
    292     +==========================================+==================================+
    293     | ::                                       | ::                               |
    294     |                                          |                                  |
    295     |                                          |     smp_mb_release();            |
    296     |   for (i = 0; i < 10; i++) {             |     for (i = 0; i < 10; i++)     |
    297     |     qatomic_store_release(&a[i], false); |       qatomic_set(&a[i], false); |
    298     |     qatomic_store_release(&b[i], false); |     smb_wmb();                   |
    299     |   }                                      |     for (i = 0; i < 10; i++)     |
    300     |                                          |       qatomic_set(&b[i], false); |
    301     +------------------------------------------+----------------------------------+
    302 
    303 
    304 .. _acqrel:
    305 
    306 Acquire/release pairing and the *synchronizes-with* relation
    307 ------------------------------------------------------------
    308 
    309 Atomic operations other than ``qatomic_set()`` and ``qatomic_read()`` have
    310 either *acquire* or *release* semantics [#rmw]_.  This has two effects:
    311 
    312 .. [#rmw] Read-modify-write operations can have both---acquire applies to the
    313           read part, and release to the write.
    314 
    315 - within a thread, they are ordered either before subsequent operations
    316   (for acquire) or after previous operations (for release).
    317 
    318 - if a release operation in one thread *synchronizes with* an acquire operation
    319   in another thread, the ordering constraints propagates from the first to the
    320   second thread.  That is, everything before the release operation in the
    321   first thread is guaranteed to *happen before* everything after the
    322   acquire operation in the second thread.
    323 
    324 The concept of acquire and release semantics is not exclusive to atomic
    325 operations; almost all higher-level synchronization primitives also have
    326 acquire or release semantics.  For example:
    327 
    328 - ``pthread_mutex_lock`` has acquire semantics, ``pthread_mutex_unlock`` has
    329   release semantics and synchronizes with a ``pthread_mutex_lock`` for the
    330   same mutex.
    331 
    332 - ``pthread_cond_signal`` and ``pthread_cond_broadcast`` have release semantics;
    333   ``pthread_cond_wait`` has both release semantics (synchronizing with
    334   ``pthread_mutex_lock``) and acquire semantics (synchronizing with
    335   ``pthread_mutex_unlock`` and signaling of the condition variable).
    336 
    337 - ``pthread_create`` has release semantics and synchronizes with the start
    338   of the new thread; ``pthread_join`` has acquire semantics and synchronizes
    339   with the exiting of the thread.
    340 
    341 - ``qemu_event_set`` has release semantics, ``qemu_event_wait`` has
    342   acquire semantics.
    343 
    344 For example, in the following example there are no atomic accesses, but still
    345 thread 2 is relying on the *synchronizes-with* relation between ``pthread_exit``
    346 (release) and ``pthread_join`` (acquire):
    347 
    348       +----------------------+-------------------------------+
    349       | thread 1             | thread 2                      |
    350       +======================+===============================+
    351       | ::                   | ::                            |
    352       |                      |                               |
    353       |   *a = 1;            |                               |
    354       |   pthread_exit(a);   |   pthread_join(thread1, &a);  |
    355       |                      |   x = *a;                     |
    356       +----------------------+-------------------------------+
    357 
    358 Synchronization between threads basically descends from this pairing of
    359 a release operation and an acquire operation.  Therefore, atomic operations
    360 other than ``qatomic_set()`` and ``qatomic_read()`` will almost always be
    361 paired with another operation of the opposite kind: an acquire operation
    362 will pair with a release operation and vice versa.  This rule of thumb is
    363 extremely useful; in the case of QEMU, however, note that the other
    364 operation may actually be in a driver that runs in the guest!
    365 
    366 ``smp_read_barrier_depends()``, ``smp_rmb()``, ``smp_mb_acquire()``,
    367 ``qatomic_load_acquire()`` and ``qatomic_rcu_read()`` all count
    368 as acquire operations.  ``smp_wmb()``, ``smp_mb_release()``,
    369 ``qatomic_store_release()`` and ``qatomic_rcu_set()`` all count as release
    370 operations.  ``smp_mb()`` counts as both acquire and release, therefore
    371 it can pair with any other atomic operation.  Here is an example:
    372 
    373       +----------------------+------------------------------+
    374       | thread 1             | thread 2                     |
    375       +======================+==============================+
    376       | ::                   | ::                           |
    377       |                      |                              |
    378       |   qatomic_set(&a, 1);|                              |
    379       |   smp_wmb();         |                              |
    380       |   qatomic_set(&b, 2);|   x = qatomic_read(&b);      |
    381       |                      |   smp_rmb();                 |
    382       |                      |   y = qatomic_read(&a);      |
    383       +----------------------+------------------------------+
    384 
    385 Note that a load-store pair only counts if the two operations access the
    386 same variable: that is, a store-release on a variable ``x`` *synchronizes
    387 with* a load-acquire on a variable ``x``, while a release barrier
    388 synchronizes with any acquire operation.  The following example shows
    389 correct synchronization:
    390 
    391       +--------------------------------+--------------------------------+
    392       | thread 1                       | thread 2                       |
    393       +================================+================================+
    394       | ::                             | ::                             |
    395       |                                |                                |
    396       |   qatomic_set(&a, 1);          |                                |
    397       |   qatomic_store_release(&b, 2);|   x = qatomic_load_acquire(&b);|
    398       |                                |   y = qatomic_read(&a);        |
    399       +--------------------------------+--------------------------------+
    400 
    401 Acquire and release semantics of higher-level primitives can also be
    402 relied upon for the purpose of establishing the *synchronizes with*
    403 relation.
    404 
    405 Note that the "writing" thread is accessing the variables in the
    406 opposite order as the "reading" thread.  This is expected: stores
    407 before a release operation will normally match the loads after
    408 the acquire operation, and vice versa.  In fact, this happened already
    409 in the ``pthread_exit``/``pthread_join`` example above.
    410 
    411 Finally, this more complex example has more than two accesses and data
    412 dependency barriers.  It also does not use atomic accesses whenever there
    413 cannot be a data race:
    414 
    415       +----------------------+------------------------------+
    416       | thread 1             | thread 2                     |
    417       +======================+==============================+
    418       | ::                   | ::                           |
    419       |                      |                              |
    420       |   b[2] = 1;          |                              |
    421       |   smp_wmb();         |                              |
    422       |   x->i = 2;          |                              |
    423       |   smp_wmb();         |                              |
    424       |   qatomic_set(&a, x);|  x = qatomic_read(&a);       |
    425       |                      |  smp_read_barrier_depends(); |
    426       |                      |  y = x->i;                   |
    427       |                      |  smp_read_barrier_depends(); |
    428       |                      |  z = b[y];                   |
    429       +----------------------+------------------------------+
    430 
    431 Comparison with Linux kernel primitives
    432 =======================================
    433 
    434 Here is a list of differences between Linux kernel atomic operations
    435 and memory barriers, and the equivalents in QEMU:
    436 
    437 - atomic operations in Linux are always on a 32-bit int type and
    438   use a boxed ``atomic_t`` type; atomic operations in QEMU are polymorphic
    439   and use normal C types.
    440 
    441 - Originally, ``atomic_read`` and ``atomic_set`` in Linux gave no guarantee
    442   at all. Linux 4.1 updated them to implement volatile
    443   semantics via ``ACCESS_ONCE`` (or the more recent ``READ``/``WRITE_ONCE``).
    444 
    445   QEMU's ``qatomic_read`` and ``qatomic_set`` implement C11 atomic relaxed
    446   semantics if the compiler supports it, and volatile semantics otherwise.
    447   Both semantics prevent the compiler from doing certain transformations;
    448   the difference is that atomic accesses are guaranteed to be atomic,
    449   while volatile accesses aren't. Thus, in the volatile case we just cross
    450   our fingers hoping that the compiler will generate atomic accesses,
    451   since we assume the variables passed are machine-word sized and
    452   properly aligned.
    453 
    454   No barriers are implied by ``qatomic_read`` and ``qatomic_set`` in either
    455   Linux or QEMU.
    456 
    457 - atomic read-modify-write operations in Linux are of three kinds:
    458 
    459          ===================== =========================================
    460          ``atomic_OP``         returns void
    461          ``atomic_OP_return``  returns new value of the variable
    462          ``atomic_fetch_OP``   returns the old value of the variable
    463          ``atomic_cmpxchg``    returns the old value of the variable
    464          ===================== =========================================
    465 
    466   In QEMU, the second kind is named ``atomic_OP_fetch``.
    467 
    468 - different atomic read-modify-write operations in Linux imply
    469   a different set of memory barriers; in QEMU, all of them enforce
    470   sequential consistency.
    471 
    472 - in QEMU, ``qatomic_read()`` and ``qatomic_set()`` do not participate in
    473   the total ordering enforced by sequentially-consistent operations.
    474   This is because QEMU uses the C11 memory model.  The following example
    475   is correct in Linux but not in QEMU:
    476 
    477       +----------------------------------+--------------------------------+
    478       | Linux (correct)                  | QEMU (incorrect)               |
    479       +==================================+================================+
    480       | ::                               | ::                             |
    481       |                                  |                                |
    482       |   a = atomic_fetch_add(&x, 2);   |   a = qatomic_fetch_add(&x, 2);|
    483       |   b = READ_ONCE(&y);             |   b = qatomic_read(&y);        |
    484       +----------------------------------+--------------------------------+
    485 
    486   because the read of ``y`` can be moved (by either the processor or the
    487   compiler) before the write of ``x``.
    488 
    489   Fixing this requires an ``smp_mb()`` memory barrier between the write
    490   of ``x`` and the read of ``y``.  In the common case where only one thread
    491   writes ``x``, it is also possible to write it like this:
    492 
    493       +--------------------------------+
    494       | QEMU (correct)                 |
    495       +================================+
    496       | ::                             |
    497       |                                |
    498       |   a = qatomic_read(&x);        |
    499       |   qatomic_set(&x, a + 2);      |
    500       |   smp_mb();                    |
    501       |   b = qatomic_read(&y);        |
    502       +--------------------------------+
    503 
    504 Sources
    505 =======
    506 
    507 - ``Documentation/memory-barriers.txt`` from the Linux kernel